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Items tagged with "SEC"

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US looks to integrate and fully digitise corporate reporting

As expected, on Wednesday the US SEC met and approved a Proposed Rule to switch US listed company filings to Inline XBRL. We look at some of the implications.

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SEC to consider mandatory iXBRL, other structured data questions.

On Wednesday, 1 March 2017, the US SEC will meet to consider whether it should mandate the use of human readable iXBRL.

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Securities Regulation – Looking Forward

It’s difficult to think of a period in the last 50 years in which it has been harder to predict the shape of international relations, policy and regulation, especially where those topics relate to the United States. This week, just to add confusion to a complex world, both EU and US officials indicated that there […]

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Looking to the future – some food for thought for regulators

In a substantial speech to the Northwestern University’s  44th Annual Securities Regulation Institute symposium, recently retired SEC Chair Mary Jo White provided an interesting summary of her perspective on the achievements of that regulator during her term. She also provided some comments on the work that lies ahead. Chair White’s retirement as the 31st SEC Chair […]

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How do securities investigations start?

Understanding what goes into regulatory processes for enforcing securities law is of interest to regulators of all kinds as well as regulated firms. In a wide ranging “Conversation” between Howard Kaplan from the SEC’s Division of Enforcement and Chris Taylor, from P3 Systems, the data centric aspect of these issues were addressed in a webinar […]

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CFA Institute: “Simplifying” Small Public Company Reporting Requirements Will Make it Harder to Invest in them

Allowing small US public companies to use “simplified” reporting standards available to private companies will make analysing and therefore investing in those firms harder…

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Third Round of DQC Rules Released. 

XBRL US’s DQC Committee Releases New Tranche of Machine Executable Rules.

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News Item

SEC Candidate Named

The US President-elect has announced his pick to head the US Securities and Exchange Commission.

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Insight from the SEC’s Chief Information Officer

The successful implementation of data-centric programs requires a three pronged approach that addresses infrastructure, business processes and business requirements.

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Data Quality Committee Seeks Public Review of Additional Validation Rules and Guidance for SEC Filers

XBRL US is seeking public comment on five new sets of validation rules to address common XBRL input errors.

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