MIFID II

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ESMA identifies areas for improvement in disclosures under MiFID

The European Securities and Markets Authority (ESMA) has found that disclosures of costs and charges under MiFID II do not always meet the quality levels required. The findings of its 2022 Common Supervisory Action (CSA) and mystery shopping exercise showed that most firms demonstrate compliance with the ex-post cost and charges requirements.

MiFID II Birthday Marks Rapid Changes in Research

By Editor

A year on from the introduction of the European Union’s revised Markets in Financial Instruments Directive (MiFID II) there is growing pressure on the financial research industry. MiFID requires brokers to unbundle the provision of investment research from trading services, forcing fund managers to pay for it separately. Unsurprisingly, investors have become much more selective […]

Creating Business Value with the LEI

By Editor

The Global Legal Entity Identifier Foundation (GLEIF) hosted a webinar last Thursday (16 November) to highlight and discuss progress in LEI reporting and supervision. This provided another opportunity to remind market participants to obtain an LEI in readiness for the European Union revised MiFID II mandate. With less than two months before the MiFID II regime […]

Items tagged with "MIFID II"

ESMA identifies areas for improvement in disclosures under MiFID

MiFID II Birthday Marks Rapid Changes in Research

Creating Business Value with the LEI

Tags

MIFID II

Items tagged with "MIFID II"

ESMA identifies areas for improvement in disclosures under MiFID

MiFID II Birthday Marks Rapid Changes in Research

Creating Business Value with the LEI

Tags

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